SEC Filings

Form 8-K
SEELOS THERAPEUTICS, INC. filed this Form 8-K on 02/06/2019
Document Outline
Entire Document (241.3 KB)
Subdocument 1 - 8-K - 8-K
Page 1 - UNITED STATES
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Subdocument 2 - EX-4.1 - FORM OF SERIES A WARRANT, ISSUED TO INVESTORS ON JANUARY 31, 2019
Page 1 - Issuance Date")
Page 2 - Exercise Notice"), of the Holder's election to exercise this Warrant and (ii) (A) payment to the Com
Page 3 - Exercise Price" means $4.15 per share, subject to adjustment as provided herein.
Page 4 - Buy-In"), then the Company shall, within three (3) Trading Days after the Holder's request and in th
Page 5 - Maximum Percentage") of the number of shares of Common Stock outstanding immediately after giving ef
Page 6 - 1934 Act"). For purposes of this Warrant, in determining the number of outstanding shares of Common
Page 7 - Warrants, would exceed in the aggregate 17,792,435 shares of Common Stock (as adjusted for any stock
Page 8 - without regard to any limitation on exercise included herein and (ii) thereafter, 100% of the maximu
Page 9 - New Issuance Price") less than a price (the "Applicable Price") equal to the Exercise Price in effec
Page 10 - N/A
Page 11 - Primary Security", and such Option and/or Convertible Security and/or Adjustment Right, the "Seconda
Page 12 - N/A
Page 13 - Distribution"), at any time after the issuance of this Warrant, then, in each such case, the Holder
Page 14 - N/A
Page 15 - Successor Capital Stock") equivalent to the shares of Common Stock acquirable and receivable upon ex
Page 16 - Corporate Event"), the Company shall make appropriate provision to ensure that, and any applicable S
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - THE COMPANY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE, AND AGREES NOT TO REQUEST, A JURY TRIAL
Page 21 - 1933 Act" means the Securities Act of 1933, as amended.
Page 22 - Affiliate" shall have the meaning ascribed to such term in Rule 405 of the 1933 Act.
Page 23 - Black Scholes Value" means the value of this Warrant calculated using the Black-Scholes Option Prici
Page 24 - Common Stock" means (i) the Company's shares of common stock, par value $0.001 per share, and (ii) a
Page 25 - Expiration Date" means the date sixty (60) months after the Issuance Date or, if such date falls on
Page 26 - N/A
Page 27 - Group" means a "group" as that term is used in Section 13(d) of the 1934 Act and as defined in Rule
Page 28 - Reset Date" shall have the meaning ascribed to such term in the Series B Warrants.
Page 29 - Trading Day" means any day on which the Common Stock is traded on the Principal Market, or, if the P
Page 30 - SEELOS THERAPEUTICS, INC.
Page 31 - Warrant Shares") of Seelos Therapeutics, Inc., a Nevada corporation and formerly known as Apricus Bi
Page 32 - N/A
Subdocument 3 - EX-4.2 - FORM OF SERIES B WARRANT, ISSUED TO INVESTORS ON JANUARY 31, 2019
Page 1 - Issuance Date")
Page 2 - Aggregate Exercise Price") in cash by wire transfer of immediately available funds or (B) by notifyi
Page 3 - NOTWITHSTANDING ANY PROVISION OF THIS WARRANT TO THE CONTRARY, NO MORE THAN THE MAXIMUM ELIGIBILITY
Page 4 - Buy-In"), then the Company shall, within three (3) Trading Days after the Holder's request and in th
Page 5 - Maximum Percentage") of the number of shares of Common Stock outstanding immediately after giving ef
Page 6 - 1934 Act"). For purposes of this Warrant, in determining the number of outstanding shares of Common
Page 7 - Restricted Period"), the Company shall not effect the exercise of any portion of this Warrant, and t
Page 8 - without regard to any limitation on exercise included herein and (ii) thereafter, 100% of the maximu
Page 9 - N/A
Page 10 - Distribution"), at any time after the issuance of this Warrant, then, in each such case, the Holder
Page 11 - N/A
Page 12 - Successor Capital Stock") equivalent to the shares of Common Stock acquirable and receivable upon ex
Page 13 - Corporate Event"), the Company shall make appropriate provision to ensure that, and any applicable S
Page 14 - N/A
Page 15 - N/A
Page 16 - THE COMPANY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE, AND AGREES NOT TO REQUEST, A JURY TRIAL
Page 17 - 1933 Act" means the Securities Act of 1933, as amended.
Page 18 - Additional Vested Common Shares" means the Exchange Shares issued in exchange for the Additional Com
Page 19 - Common Stock" means (i) the Company's shares of common stock, par value $0.001 per share, and (ii) a
Page 20 - Expiration Date" means the day following the later to occur of (x) the Reservation Date and (y) the
Page 21 - Group" means a "group" as that term is used in Section 13(d) of the 1934 Act and as defined in Rule
Page 22 - Purchase Price" shall have the meaning ascribed to such term in the Securities Purchase Agreement.
Page 23 - Rule 144 Date" means the first date on which the Holder can sell all the Underlying Securities witho
Page 24 - SEELOS THERAPEUTICS, INC.
Page 25 - Warrant Shares") of Seelos Therapeutics, Inc., a Nevada corporation and formerly known as Apricus Bi
Page 26 - N/A