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SEC Filings

SC 13G
ALTIUM CAPITAL MANAGEMENT LP filed this Form SC 13G on 02/08/2019
Entire Document
 
 

 

CUSIP No . 81642T100   Page 7 of 7

 

Item 5. Ownership of Five Percent or Less of a Class.
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
  Not applicable
   
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
  Not applicable
   
   
Item 8. Identification and Classification of Members of the Group.
  Not applicable
   
   
Item 9. Notice of Dissolution of Group.
  Not applicable
   
   
Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 

  Dated: February 8, 2019
   
  Altium Capital Management, LP
   
  By: /s/ Jacob Gottlieb  
  Name: Jacob Gottlieb
  Title: CEO
   
  Altium Growth Fund, LP
   
  By: Altium Growth GP, LLC
  Its: General Partner
   
  Signature: /s/ Jacob Gottlieb  
  Name: Jacob Gottlieb
  Title: CEO
     
  Altium Growth GP, LLC
     
  By: /s/ Jacob Gottlieb  
  Name: Jacob Gottlieb
  Title: CEO
     

 

 

 


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